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A single-dealer portal is a stand-alone service provided by a bank for trading a specific set of products in one asset class, and is usually narrow in scope. A single-dealer platform, by contrast, is a broad layer of software that allows a bank to offer integrated information and trading across most or all of its businesses.
Finance. A repurchase agreement, also known as a repo, RP, or sale and repurchase agreement, is a form of short-term borrowing, mainly in government securities. The dealer sells the underlying security to investors and, by agreement between the two parties, buys them back shortly afterwards, usually the following day, at a slightly higher price.
The Securities Investor Protection Corporation ( SIPC / ˈsɪpɪk /) is a federally mandated, non-profit, member-funded, United States government corporation created under the Securities Investor Protection Act (SIPA) of 1970 [3] that mandates membership of most US-registered broker-dealers. Although created by federal legislation and overseen ...
The Wall Street regulator said its proposal, which is subject to public consultation, aims to expand the definition of a dealer as "one that engages in a routine pattern of buying and selling ...
A political party platform (American English), party program, or party manifesto (preferential term in British and often Commonwealth English) is a formal set of principal goals which are supported by a political party or individual candidate, to appeal to the general public, for the ultimate purpose of garnering the general public's support and votes about complicated topics or issues.
Financial market participants. Prime brokerage is the generic term for a bundled package of services offered by investment banks, wealth management firms, and securities dealers to hedge funds which need the ability to borrow securities and cash in order to be able to invest on a netted basis and achieve an absolute return. The prime broker ...
Types of party systems. One-party system: a system in which a single political party has the right to form the government, usually based on the existing constitution, or where only one party has the exclusive control over political power. Example: China. Dominant-party system: a system where there is "a category of parties/political ...
Alternative trading system. Alternative trading system ( ATS) is a US and Canadian regulatory term for a non-exchange trading venue that matches buyers and sellers to find counterparties for transactions. Alternative trading systems are typically regulated as broker-dealers rather than as exchanges (although an alternative trading system can ...